SEC Form D filings: who is raising private capital
Returns new Form D filings from SEC EDGAR, one row per filing with issuer, industry group, state, offering amount, amount sold, minimum investment and the Regulation D exemption it relies on.
A Form D is the notice a company or fund files with the SEC within 15 days after it first sells securities in a private placement under Regulation D. The tool reads the EDGAR daily form index for each business day in the date range and parses the structured XML of every Form D and Form D/A. Most filings come from pooled investment funds, followed by technology, real estate and health care companies.
Filter by industry group, issuer state and minimum offering amount, over a date range of up to 92 days (default the last 7 days). A run with empty input returns the 50 newest filings. The tool returns issuer data only: the names and addresses of directors, officers, promoters and sales agents that Form D also lists are never read, and neither are the issuer's street address and phone number.
Sample from a real run
3 rows (selected fields) from run WRvcEfjFv4CKKSwb5 on 6 October 2026, exactly as the tool returned them.
issuerName | filedAt | formType | industryGroup | state | totalOfferingAmount | totalAmountSold | minimumInvestment | exemptionDescriptions | url |
|---|---|---|---|---|---|---|---|---|---|
| 1723 Ventures LLC | 2026-10-05 | D | Commercial | TX | 9000000 | 6800000 | 250000 | Rule 506(b) | www.sec.gov/Archives/edgar/data/2158497/000215... |
| 1901 Petroleum Fund 1 LLC | 2026-10-05 | D | Pooled Investment Fund | FL | 30400000 | 30400000 | 800000 | Rule 506(b) | www.sec.gov/Archives/edgar/data/2150290/000207... |
| 1Stayz Inc | 2026-10-05 | D | Other Technology | WY | 500000 | 20000 | 20000 | Rule 506(b) | www.sec.gov/Archives/edgar/data/2157706/000215... |
Fields
Every row has these fields. Field names are stable between versions.
| Field | What it holds |
|---|---|
issuerName | Name of the issuer (company or fund) |
cik | Central Index Key of the issuer, without leading zeros |
filedAt | Date the filing was made, YYYY-MM-DD |
formType | D for a new notice, D/A for an amendment |
isAmendment | true for a Form D/A that amends an earlier filing |
previousAccessionNumber | Accession number of the filing an amendment changes. null for a new filing |
industryGroup | Industry group from item 4, for example Other Technology |
investmentFundType | For funds: Venture Capital Fund, Private Equity Fund, Hedge Fund or Other Investment Fund |
entityType | Corporation, Limited Liability Company, Limited Partnership and so on |
jurisdictionOfIncorporation | State or country where the issuer was formed |
yearOfIncorporation | Year the issuer was formed, given only when it is within the last five years |
city | City of the principal place of business |
state | State or country code of the principal place of business |
stateOrCountryDescription | Name of that state or country |
revenueRange | Revenue range from item 5, often Decline to Disclose. Funds give the net asset value range |
totalOfferingAmount | Total offering amount in USD. null when the filer wrote "Indefinite" |
offeringAmountIndefinite | true when the offering amount is "Indefinite" |
totalAmountSold | Amount sold so far, in USD |
totalRemaining | Amount remaining to be sold, in USD |
minimumInvestment | Minimum investment accepted from an outside investor, in USD |
dateOfFirstSale | Date of the first sale, YYYY-MM-DD |
firstSaleYetToOccur | true when the first sale has not happened yet |
moreThanOneYear | Whether the offering is expected to last more than one year |
exemptions | Item 6 exemption codes, for example 06b, 06c or 3C.1 |
exemptionDescriptions | What each code means, for example Rule 506(b) |
securityTypes | Types of securities offered, for example Equity, Debt, Pooled investment fund interests |
isBusinessCombination | Whether the offering is part of a merger or acquisition |
hasNonAccreditedInvestors | Whether non-accredited investors have invested (item 14) |
totalNumberAlreadyInvested | Number of investors who have already invested (item 14) |
accessionNumber | Unique id of the filing |
url | Filing index on sec.gov |
xmlUrl | The structured Form D (primary_doc.xml) on sec.gov |
source | Name of the data source, for attribution |
license | Name of the license or terms the data is published under |
Input example
Paste it into the JSON tab of the actor in Apify Console, or send it to the Apify API.
{
"states": [],
"onlyNew": false,
"minAmount": 0,
"maxResults": 3,
"industryGroups": [],
"includeAmendments": true
}What people use it for
- Sales prospecting. Companies that have just raised money buy software, services and office space. Filter by industry, state and amount and get the new filings every morning with
onlyNewset to true. - Deal flow and market maps. Follow which funds and startups raise money in a sector, and how large the rounds are.
- Fund research. Venture capital, private equity and hedge fund launches, with their exemption (for example 3(c)(1) or 3(c)(7)) and amounts.
Price
5 USD per 1 000 filings, plus Apify platform usage.
A run with the default input returns at most 50 filings, so it costs at most 0.25 USD in results. The daily health check on 6 October 2026 shown above returned 3 filings in about 3 seconds, which is 0.015 USD. Filings that are read but filtered out are not charged.
Run it on a schedule
Set onlyNew to true and add the actor to a schedule in Apify Console (for example the cron expression 0 7 * * * for 07:00 every day). The actor remembers what it has already delivered for the same input, in a named key-value store in your own Apify account (nightwave-state-sec-form-d), and each run returns and charges only what is new. The first run returns everything in the selection. A run with nothing new finishes with 0 rows and costs nothing beyond platform usage.
Source and license
The data comes from SEC EDGAR: the daily form index and the Form D XML of each filing. No API key is needed. The tool follows the SEC's rules for automated access: at most 8 requests per second and a User-Agent that says who is asking. The index for a business day is published in the evening, New York time. The SEC does not verify Form D, so amounts are what the filer reported. It is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC states that information presented on sec.gov is public information that may be copied or further distributed without the SEC's permission (sec.gov/privacy). Every row carries source and license so you can credit SEC EDGAR. The data describes what issuers have filed; it is not investment advice.
Try it
The tool runs on Apify. Apify handles your account, the runs and the payment, and you can try it with the input above before you schedule anything.
Built and maintained by Nightwave AB. Questions or bugs: kontakt@nightwave.se